-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P1WzKslvYjUJQC2qXc1OmAswnh/fIPl4V+92mGARqu1JqKnJecUPTmjGdBclIxm9 IezAttmxDEs00OYfQh4lxQ== 0000902229-97-000001.txt : 19970127 0000902229-97-000001.hdr.sgml : 19970127 ACCESSION NUMBER: 0000902229-97-000001 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970124 SROS: NASD GROUP MEMBERS: HABIG THOMAS L GROUP MEMBERS: THOMAS L., JOHN B., DOUGLAS A. AND ARNOLD F. HABIG SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KIMBALL INTERNATIONAL INC CENTRAL INDEX KEY: 0000055772 STANDARD INDUSTRIAL CLASSIFICATION: OFFICE FURNITURE [2520] IRS NUMBER: 350514506 STATE OF INCORPORATION: IN FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-12986 FILM NUMBER: 97510028 BUSINESS ADDRESS: STREET 1: 1600 ROYAL ST CITY: JASPER STATE: IN ZIP: 47549 BUSINESS PHONE: 8124821600 MAIL ADDRESS: STREET 1: 1600 ROYAL STREET STREET 2: 1600 ROYAL STREET CITY: JASPER STATE: IN ZIP: 47549 FORMER COMPANY: FORMER CONFORMED NAME: JASPER CORP DATE OF NAME CHANGE: 19740826 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HABIG THOMAS L CENTRAL INDEX KEY: 0000902229 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1600 ROYAL ST CITY: JASPER STATE: IN ZIP: 47549 MAIL ADDRESS: STREET 1: 1600 ROYAL ST STREET 2: C/O KIMBALL INTERNATIONAL INC CITY: JASPER STATE: IN ZIP: 47549 SC 13G 1 FORM 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 18)* KIMBALL INTERNATIONAL, INC. (Name of Issuer) CLASS A COMMON STOCK $ .31 1/4 PAR (Title of Class of Securities) 494274 20 2 (CUSIP Number) Check the following box if a fee is being paid with this statement / /. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G CUSIP No. 494274 20 2 Page 2A of 7 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Thomas L. Habig 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA 5 SOLE VOTING POWER NUMBER OF SHARES 4,505 BENEFICIALLY OWNED BY 6 SHARED VOTING POWER EACH 1,076,089 REPORTING PERSON 7 SOLE DISPOSITIVE POWER WITH 4,505 8 SHARED DISPOSITIVE POWER 1,076,089 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,080,594 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* (X) 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 14.9% 12 TYPE OF REPORTING PERSON* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13G CUSIP No. 494274 20 2 Page 2B of 7 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON John B. Habig 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA 5 SOLE VOTING POWER NUMBER OF SHARES 251,147 BENEFICIALLY OWNED BY 6 SHARED VOTING POWER EACH 1,078,988 REPORTING PERSON 7 SOLE DISPOSITIVE POWER WITH 251,147 8 SHARED DISPOSITIVE POWER 1,078,988 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,330,135 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* (X) 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 18.3% 12 TYPE OF REPORTING PERSON* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13G CUSIP No. 494274 20 2 Page 2C of 7 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Douglas A. Habig 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA 5 SOLE VOTING POWER NUMBER OF SHARES 316,499 BENEFICIALLY OWNED BY 6 SHARED VOTING POWER EACH 1,024,758 REPORTING PERSON 7 SOLE DISPOSITIVE POWER WITH 316,499 8 SHARED DISPOSITIVE POWER 1,024,758 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,341,257 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* (X) 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 18.5% 12 TYPE OF REPORTING PERSON* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13G CUSIP No. 494274 20 2 Page 2D of 7 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Arnold F. Habig 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA 5 SOLE VOTING POWER NUMBER OF SHARES 399,213 BENEFICIALLY OWNED BY 6 SHARED VOTING POWER EACH 622,646 REPORTING PERSON 7 SOLE DISPOSITIVE POWER WITH 399,213 8 SHARED DISPOSITIVE POWER 622,646 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,021,859 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* (X) 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 14.1% 12 TYPE OF REPORTING PERSON* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13G CUSIP No. 494274 20 2 Page 3 of 7 Item 1(a) Name of Issuer: Kimball International, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 1600 Royal Street Jasper, IN 47549 Item 2(a) Name of Persons Filing this Statement: Thomas L. Habig Arnold F. Habig Douglas A. Habig John B. Habig Item 2(b) Address or Principal Business Office or, if none, Residence of Each of the Persons Filing this Statement: 1600 Royal Street Jasper, IN 47549 Item 2(c) Citizenship: Each of the persons filing this statement is a citizen of the United States. Item 2(d) Title of Class of Securities: Class A Common Stock, $ .31 1/4 Par Value Item 2(e) CUSIP Number: 494274 20 2 Item 3 Not Applicable SCHEDULE 13G CUSIP No. 494274 20 2 Page 4 of 7 Item 4 Ownership (See Notes A, B, C, D and E)
(i) (ii) (iii) (iv) (A)(B) (A)(B) (A)(B) &(C) (A)(B) & (C) (A)(B) Sole Shared Sole Shared & (C) (A)(B) Power Power Power to Power to Amount & (C) to Vote to Vote Dispose or Dispose or Benefi- Percent or or Direct the Direct the cially of Direct Direct Disposi- Disposi- Owned Class the Vote the Vote tion of tion of --------- ----- -------- --------- ------- --------- Thomas L. Habig 1,080,594 14.9% 4,505 1,076,089 4,505 1,076,089 John B. Habig 1,330,135 18.3% 251,147 1,078,988 251,147 1,078,988 Douglas A. Habig 1,341,257 18.5% 316,499 1,024,758 316,499 1,024,758 Arnold F. Habig 1,021,859 14.1% 399,213 622,646 399,213 622,646 Note A. Does not include shares which may be deemed to be beneficially owned by the following reporting person's wife and, if applicable, minor children, as follows: 51,441 shares as to Thomas L. Habig; 65,235 shares as to John B. Habig; 145,989 shares as to Douglas A. Habig; and 49,275 shares as to Arnold F. Habig. Note B. Shares of Class A Common Stock of Kimball International, Inc. pursuant to charter provision, is convertible into Class B Common Stock on a share- for-share basis at any time. Note C. Includes shares held in various trusts for which the reporting person serves as a co-trustee, and shares held by charitable foundation(s) for which the reporting person serves as a director. (See note in Item 6) Note D. Each of the reporting persons disclaims beneficial ownership of any shares listed above of which we would not, but for Rule 13d-3 under the Securities Exchange Act of 1934, be deemed to be the beneficial owner. Note E. The persons filing this statement disclaim that they or any two of them constitute a group within the meaning of Rule 13d-5(b)(1).
Item 5. Not Applicable. Item 6. Ownership of more than five percent on behalf of another person. See Note C to Item 4 above. The trusts referred to therein include (i) as to Thomas L. Habig, John B. Habig and Douglas A. Habig, trusts for the benefit of Arnold F. Habig owning 399,213 shares. Each of the other trusts referred to in that Note is for the benefit of an adult child of Arnold F. Habig. Also included in the totals are shareholdings of a family charitable foundation. SCHEDULE 13G CUSIP No. 494274 20 2 Page 5 of 7 Item 7. Not Applicable Item 8. Not Applicable Item 9. Not Applicable Item 10. Not Applicable SCHEDULE 13G SIGNATURE CUSIP No. 494274 20 2 Page 6 of 7 After reasonable inquiry, and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 24, 1997 Thomas L. Habig THOMAS L. HABIG Exhibits Attached hereto as Exhibit A are agreements from each of the persons filing this statement, other than the above signature, that this statement is filed on behalf of each of them. Attention: Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001). SCHEDULE 13G SIGNATURE CUSIP No. 494274 20 2 Page 7 of 7 After reasonable inquiry, and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. The undersigned hereby agree that Schedule 13G, to which this instrument is an exhibit, is filed on behalf of each of the undersigned. January 24, 1997 Arnold F. Habig ARNOLD F. HABIG January 24, 1997 John B. Habig JOHN B. HABIG January 24, 1997 Douglas A. Habig DOUGLAS A. HABIG -----END PRIVACY-ENHANCED MESSAGE-----